Compliance Officer jobs - New York, NY

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Jun 01 Senior Compliance Officer AIG New York, NY

and implementation of an annual compliance training program on compliance ... including demonstrable experience with compliance risk assessment, compliance... more

May 30 Risk, Legal, & Compliance Officer Sageworks New York, NY

professional to join the company as our Compliance, Risk, and Legal Officer. The ... focused individuals who can anticipate legal compliance challenges in our business model. more

May 28 Anti-Money Laundering Compliance Officer Compliance Search Group New York, NY

investment bank. The company seeks an AML Compliance Officer who will be responsible ... address best practices. The AML Compliance Officer has significant interaction with... more

May 28 Compliance Officer Bank Review, AVP Compliance Search Group New York, NY

services firm is seeking a Compliance Officer that will join a team of 10 ... professionals in the organization, including Compliance Advisory Teams, Regulatory Inquiry... more

May 25 Local Compliance Officer Saint Barnabas Health Care System Newark, NJ

compliance objectives in the areas of compliance education, internal ... advanced training; experience managing compliance requirements of government and... more

May 24 Compliance Officer Kimber Mfg Elmsford, NY

its business objectives while maintaining compliance with operational regulatory ... such violations; Monitoring and coordinating compliance activities of other departments;... more

May 23 Banking Compliance Officer Forum Group New York, NY

of Federal Reserve and OCC regulations. The compliance officer will meet wtih the ... changes and requirments. Additionally the compliance officer will provide risk... more

May 19 Director Medical Review Corporate Privacy Officer Visiting Nurse Service of New York New York, NY

Director Medical Review\Corporate Privacy Officer City: Manhattan Job ID: 21412 ... and procedures. Acts as agencys privacy officer and assures compliance with federal,... more

May 16 Compliance Officer AIG New York, NY

devise and execute on detailed full-time compliance monitoring and testing plan across ... reached in accordance with established compliance monitoring and testing methodology... more

May 09 Fixed Income Compliance Officer Guggenheim New York, NY

The Fixed Income Compliance Officer will be responsible for keeping Compliance policies ... and execute surveillance and testing of Compliance and supervisory procedures. *... more

Apr 17 Chief Of Staff for Citi's Chief Compliance Officer - job Citigroup New York, NY

of compliance responsibilities for the Chief Compliance officer and the Compliance ... Compliance Officer in scoping and managing compliance-oriented projects, drafting,... more

Mar 22 PMG FI Compliance Officer - job BlackRock New York, NY

Company Overview: BlackRock is a leader in investment management, risk management and advisory services for institutional and retail clients worldwide. With approximately $3.4... more

Mar 08 FS CIO Advisory ITSM Director PwC New York, NY

operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more

Mar 07 FS CIO Advisory ITSM Senior Associate PwC New York, NY

operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more

Mar 05 Chief Compliance Officer Wnet New York, NY

federal funds. WNET is seeking a Chief Compliance Officer to assume primary ... Financial Officer, the Chief Compliance Officer will have primary responsibility for... more

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