Futures/derivatives Compliance Office jobs - New York, NY
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| May 06 | Compliance Officer - FX Advisory Compliance. | Compliance Search Group | New York, NY |
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Providing regulatory/compliance training as needed. Level of skills, abilities and knowledge: 3-5 years of compliance or ... Securities and/or futures licenses, a plus... more |
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| Apr 29 | VP Compliance Officer | Access Staffing | New York, NY |
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issued by US Securities, banking, derivatives, and futures regulators. Some ... with front office, support units, head office and branches. Design and conduct... more |
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| Apr 22 | VP Compliance - Derivatives Trading / Broker Dealer | Global Financial Services Frim | New York, NY |
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Compliance Manager (VP level) with prior compliance experience covering Derivatives ... issued for U.S. Securities, Banking, Derivatives and Futures Strong knowledge of... more |
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More Job Postings from the Web
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| Jun 01 | AML/BSA-Compliance Officer | USA | New York, NY |
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banks compliance function Manage the AML/KYC compliance function by implementing ... issued by US Securities, Banking, Derivatives and Futures regulators Extensive... more |
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| May 29 | AML/BSA-Compliance Officer | Drum Associates | New York, NY |
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compliance function Manage the AML/KYC compliance function by implementing ... issued by US Securities, Banking, Derivatives and Futures regulators Extensive... more |
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| May 24 | Compliance- Summer Intern | Newedge Group | New York, NY |
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Compliance Internship Day to Day Responsibilities Include Assists with projects and day to ... and clearing services covering options and futures contracts for financial products and... more |
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| May 24 | Futures Compliance Coverage - Vice President | Morgan Stanley | New York, NY |
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Futures and/or OTC Derivatives rules and regulations. Prior and sustained experience interacting ... experience as a Compliance Officer with a Futures Commission Merchant or... more |
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| May 23 | Derivatives Compliance Manager | Depository Trust & Clearing | New York, NY |
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The Office of Corporate and Regulatory Compliance is responsible for compliance with ... Responsible for supporting all aspects of derivatives trade repository compliance... more |
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| May 23 | Derivatives Compliance Manager | Depository Trust and Clearing | New York, NY |
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The Office of Corporate and Regulatory Compliance is responsible for compliance with ... Responsible for supporting all aspects of derivatives trade repository compliance... more |
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| May 16 | Listed Derivatives Operations, Analyst | Goldman Sachs & Co | New York, NY |
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as well as monitoring transactions for compliance with legal and regulatory ... Derivatives Business sits within Listed Derivatives and is a market leader in the... more |
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| May 11 | Compliance Officer (Up to VP) | Parker Clark Executive Recruitment | New York, NY |
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TITLE: Compliance Officer (up to VP Level) Up to 120k + Bonus Duties will include ... and responsibilities as assigned by Chief Compliance Officer. 5-10 years of experience... more |
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| Apr 20 | Commodities & Futures Compliance Officer | Robert Half Financial Service | New York, NY |
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bank, is seeking a Commodities & Futures Compliance Officer that has ... compliance experience in the Futures & Derivatives Space Strong Commodities and Futures... more |
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| Apr 18 | Compliance Officer (Securities) | Newedge | New York, NY |
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within NUSA. Assist to position Compliance as a business partner to ... and clearing services covering options and futures contracts for financial products and... more |
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| Apr 15 | Derivatives Compliance Manager | Dtcc | New York, NY |
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The Office of Corporate and Regulatory Compliance is responsible for compliance with ... Prior managerial experience and knowledge of derivatives compliance strongly preferred. more |
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| Apr 12 | AML Compliance Officer | Michael Page International | New York, NY |
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Review and revise policies and procedures applicable to AML/KYC Compliance ... with Front Office, Support Units, Head Office, and the "affiliated Bank's New York... more |
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